Regulatory Disclosures & Information
ArthaVidhi Investment Advisors LLP
Regulatory Disclosures & Information (SEBI RIA Compliance)
ArthaVidhi Investment Advisors LLP is a SEBI Registered Investment Adviser
1. SEBI Registration Number and Validity
ArthaVidhi Investment Advisors LLP is registered with the Securities and Exchange Board of India (SEBI) as an Investment Adviser under the SEBI (Investment Advisers) Regulations, 2013.
SEBI Registration Number: INA000019451
SEBI License Approval Date : 6th August 2024
Validiy: From - 6th August 2024 to Perpetual
Validity: The registration is valid unless suspended or cancelled by SEBI.
2. Firm Registration Details
Firm Name: ArthaVidhi Investment Advisors LLP
Legal Structure: Limited Liability Partnership (LLP)
LLPIN: ACE-1132
Registered Office Address:
Flat Number 5513, Propulsive Pinnacle,
Kumbena, Kadugodi, Hosakote,
Bengaluru Rural – 560067,
Karnataka, India.
3. Principal Officer Details
Name: Rajiv Guha
Designation: Principal Officer & Designated Partner
Email: principal.officer@arthavidhi.co
Phone: +91 9871424207
Role: Responsible for overall investment advisory services, client engagement, and compliance with SEBI regulations governing investment advisers.
4. Compliance Officer Details
Name: Krishnan V
Designation: Compliance Officer
Email: compliance.officer@arthavidhi.co
Phone: +91 9833388992
Role: Responsible for ensuring compliance with regulatory requirements, handling investor grievances, and monitoring adherence to SEBI regulations.
5. Nature of Advisory Services Offered
ArthaVidhi Investment Advisors LLP provides non-discretionary investment advisory services which may include:
- Financial planning
- Investment advisory and portfolio strategy
- Asset allocation guidance
- Retirement planning
- Risk profiling and portfolio review
All advisory services are provided in accordance with SEBI (Investment Advisers) Regulations.
6. Fee Structure and Charging Mechanism
The firm follows a transparent fee structure in accordance with SEBI regulations.
Email: principal.officer@arthavidhi.co
Fees may be charged through one of the following methods:
- Fixed fee model
- Asset under advice (AUA) based fee model
The exact fee structure is disclosed to clients before entering into the advisory agreement.
7. AI Disclosure
ArthaVidhi Investment Advisors LLP currently does not use Artificial Intelligence (AI) tools in providing investment advisory services. In the event such tools are adopted in the future, appropriate disclosures shall be made to clients as required under applicable regulatory guidelines.
8. Conflict of Interest Disclosure
ArthaVidhi Investment Advisors LLP operates under a fiduciary responsibility to act in the best interests of its clients.
The firm endeavors to avoid conflicts of interest. In situations where conflicts may arise, such conflicts will be disclosed to the client and appropriate steps will be taken to mitigate them.
9. Risk Factors Associated with Investment Advice
Investments in securities markets are subject to market risks. The value of investments may fluctuate depending on market conditions.
Past performance is not indicative of future results. Investors are advised to carefully evaluate their financial situation and risk tolerance before acting on investment advice.
10. Investor Grievance Redressal Mechanism
Investors may raise complaints directly with the firm through the contact details provided on the website.
The firm maintains an internal grievance redressal mechanism to address investor complaints in a timely manner.
11. Escalation to SEBI SCORES Platform
If a complaint remains unresolved, investors may escalate the matter through the SEBI Complaints Redress System (SCORES).
SCORES Website: https://scores.sebi.gov.in
12. ODR Platform
If the investor is not satisfied with the resolution provided by the Investment Adviser or through the SCORES platform, the investor may access the Online Dispute Resolution (ODR) platform for resolution through online conciliation or arbitration. ODR Platform:
13. Privacy Policy Regarding Client Information
ArthaVidhi Investment Advisors LLP respects the confidentiality of client information.
Personal and financial information shared by clients will be used solely for the purpose of providing advisory services and complying with regulatory requirements.
14. Terms and Conditions of Advisory Services
Investment advisory services are provided under a formal client agreement that outlines:
- Scope of services
- Fee structure
- Client responsibilities
- Advisory limitations
Clients are advised to review the agreement carefully before engaging in advisory services.
15. Disciplinary History
As of the date of publication of this disclosure, there are no disciplinary actions or regulatory penalties against ArthaVidhi Investment Advisors LLP or its key personnel.
16. Certifications and Qualifications of Advisers
Advisers associated with the firm possess relevant qualifications in finance, commerce, economics or related disciplines.
Advisers have cleared the regulatory certification requirements prescribed for SEBI Registered Investment Advisers, including NISM Investment Adviser certifications.
17. SEBI Registration Disclaimer
Registration granted by SEBI does not guarantee performance of the intermediary or provide any assurance of returns to investors.
Privacy Policy, Terms of Use & Risk Disclaimer
1. Introduction
This page outlines the Privacy Policy, Terms of Use, and Risk Disclaimer governing the use of the website of ArthaVidhi Investment Advisors LLP ("Arthavidhi", "we", "our", or "us").
By accessing or using this website, you acknowledge that you have read, understood and agree to comply with the policies described below.
2. Privacy Policy
ArthaVidhi Investment Advisors LLP respects the privacy of visitors and clients and is committed to protecting personal information shared through this website.
Information Collection
We may collect personal information such as name, email address, phone number or other information voluntarily provided by users when they contact us or interact with the website.
Use of Information
The information collected may be used for:
- Responding to enquiries
- Providing investment advisory related information
- Improving our website and services
- Compliance with regulatory or legal obligations
Data Protection
We take reasonable measures to protect personal information against unauthorized access, disclosure or misuse.
Third Party Links
This website may contain links to third-party websites. ArthaVidhi is not responsible for the privacy practices or content of such websites.
Consent
By using this website, users consent to the collection and use of their information as described in this policy.
3. Terms of Use
The content on this website is provided for informational purposes only and should not be construed as investment advice unless provided under a formal advisory engagement.
Eligibility
Users accessing this website represent that they are legally capable of entering into binding contracts under applicable law.
User Responsibilities
Users agree not to:
- Use the website for unlawful purposes
- Attempt to compromise website security
- Misrepresent their identity or information
Intellectual Property
All content on this website including text, graphics, logos and design elements are the intellectual property of ArthaVidhi Investment Advisors LLP and may not be reproduced without permission.
Website Availability
While we strive to ensure that the website remains accessible, we do not guarantee uninterrupted availability.
4. Investment Advisory Disclaimer
ArthaVidhi Investment Advisors LLP is registered with the Securities and Exchange Board of India (SEBI) as an Investment Adviser.
The information available on this website is for general informational purposes only and does not constitute investment advice, solicitation, recommendation, or offer to buy or sell securities.
Any investment decision should be made after careful evaluation of financial circumstances and consultation with a qualified professional.
5. Risk Disclosure
Investments in securities markets are subject to market risks. The value of investments may go up or down depending on market conditions.
Past performance does not guarantee future results. Investors should carefully read all relevant documents before making investment decisions.
SEBI registration does not guarantee returns or assure performance of the investment adviser.
6. Limitation of Liability
ArthaVidhi Investment Advisors LLP shall not be responsible for any loss or damage arising from reliance on information contained on this website.
Users acknowledge that any investment decisions taken based on website content are done at their own risk.
7. Governing Law
These policies shall be governed by and interpreted in accordance with the laws of India. Any disputes shall be subject to the jurisdiction of courts in India.
8. Contact Information
ArthaVidhi Investment Advisors LLP
Registered Office:
Flat Number 5513, Propulsive Pinnacle
Kumbena, Kadugodi, Hosakote
Bengaluru Rural – 560067
Karnataka, India
For privacy or compliance related queries, users may contact us through the email address provided on the website.